Nandakumar Cheruvatath - 02 Jun 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
02 Jun 2021
Transactions value $
-$605,568
Form type
4
Filing time
03 Jun 2021, 14:25:12
Next filing
23 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $332K +6.4K +30.83% $51.94* 27.2K 02 Jun 2021 Direct
transaction ETN Ordinary Shares Sale -$938K -6.4K -23.56% $146.56 20.8K 02 Jun 2021 Direct F1
holding ETN Ordinary Shares 2.21K 02 Jun 2021 by trustee of ESP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -6.4K -100% $0.00* 0 02 Jun 2021 Ordinary Shares 6.4K $51.94 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $146.52 - $146.66. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 These ordinary shares are held in the Eaton Savings Plan.
F3 These options were granted on February 21, 2012, and are fully vested and exercisable.

Remarks:

President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer.