Sternadt Paulo Ruiz - 07 May 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Hydraulics Group of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
07 May 2021
Net transactions value
-$1,106,011
Form type
4
Filing time
10 May 2021, 17:25:54 UTC
Next filing
07 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale $501,859 -3,428 -100% $146.40 0 07 May 2021 Direct
transaction ETN Ordinary Shares Options Exercise $413,727 +5,051 $81.91 5,051 07 May 2021 Direct
transaction ETN Ordinary Shares Sale $739,870 -5,051 -100% $146.48 0 07 May 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $567,163 +5,775 $98.21 5,775 07 May 2021 Direct
transaction ETN Ordinary Shares Sale $845,171 -5,775 -100% $146.35 0 07 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -5,051 -45% $0.000000 6,299 07 May 2021 Ordinary Shares 5,051 $81.91 Direct
transaction ETN Stock Option Options Exercise $0 -5,775 -33% $0.000000 11,725 07 May 2021 Ordinary Shares 5,775 $98.21 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $146.48-$146.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $146.34-$146.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Remarks:

President - Hydraulics Group of Eaton Corporation, a subsidiary of the Issuer.