Joao Faria V - 07 May 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
07 May 2021
Net transactions value
-$774,992
Form type
4
Filing time
10 May 2021, 17:25:34 UTC
Next filing
09 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $99,991 +1,220 +2% $81.96 63,485 07 May 2021 Direct
transaction ETN Ordinary Shares Options Exercise $180,312 +2,200 +3.5% $81.96 65,685 07 May 2021 Direct
transaction ETN Ordinary Shares Sale $321,244 -2,200 -3.3% $146.02 63,485 07 May 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $551,196 +6,848 +11% $80.49 70,333 07 May 2021 Direct
transaction ETN Ordinary Shares Sale $998,575 -6,848 -9.7% $145.82 63,485 07 May 2021 Direct F2
transaction ETN Ordinary Shares Options Exercise $593,090 +6,039 +9.5% $98.21 69,524 07 May 2021 Direct
transaction ETN Ordinary Shares Sale $879,762 -6,039 -8.7% $145.68 63,485 07 May 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1,220 -22% $0.000000 4,401 07 May 2021 Ordinary Shares 1,220 $81.96 Direct F4
transaction ETN Stock Option Options Exercise $0 -2,200 -50% $0.000000 2,201 07 May 2021 Ordinary Shares 2,200 $81.96 Direct F4
transaction ETN Stock Option Options Exercise $0 -6,848 -49% $0.000000 7,055 07 May 2021 Ordinary Shares 6,848 $80.49 Direct F4
transaction ETN Stock Option Options Exercise $0 -6,039 -33% $0.000000 12,261 07 May 2021 Ordinary Shares 6,039 $98.21 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.97-$146.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.82-$145.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.60-$145.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.