Joao V. Faria - May 7, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
May 7, 2021
Transactions value $
-$774,992
Form type
4
Date filed
5/10/2021, 05:25 PM
Next filing
Aug 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $100K +1.22K +1.96% $81.96 63.5K May 7, 2021 Direct
transaction ETN Ordinary Shares Options Exercise $180K +2.2K +3.47% $81.96 65.7K May 7, 2021 Direct
transaction ETN Ordinary Shares Sale -$321K -2.2K -3.35% $146.02 63.5K May 7, 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $551K +6.85K +10.79% $80.49 70.3K May 7, 2021 Direct
transaction ETN Ordinary Shares Sale -$999K -6.85K -9.74% $145.82 63.5K May 7, 2021 Direct F2
transaction ETN Ordinary Shares Options Exercise $593K +6.04K +9.51% $98.21 69.5K May 7, 2021 Direct
transaction ETN Ordinary Shares Sale -$880K -6.04K -8.69% $145.68 63.5K May 7, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1.22K -21.7% $0.00 4.4K May 7, 2021 Ordinary Shares 1.22K $81.96 Direct F4
transaction ETN Stock Option Options Exercise $0 -2.2K -49.99% $0.00 2.2K May 7, 2021 Ordinary Shares 2.2K $81.96 Direct F4
transaction ETN Stock Option Options Exercise $0 -6.85K -49.26% $0.00 7.06K May 7, 2021 Ordinary Shares 6.85K $80.49 Direct F4
transaction ETN Stock Option Options Exercise $0 -6.04K -33% $0.00 12.3K May 7, 2021 Ordinary Shares 6.04K $98.21 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.97-$146.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.82-$145.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.60-$145.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.