| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Im Lisa | Director | 4309 HACIENDA DR SUITE 110, PLEASANTON | /s/ Rohit Ramchandani, Attorney-in-Fact for Lisa C. Im | 04 Jun 2025 | 0001555694 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PHLT | Common Stock, par value $0.0001 per share | Sale | $587,818 | -180,867 | -13% | $3.25 | 1,229,413 | 03 Jun 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).