| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SCHULTZ JOHN F | EVP, COLO | C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E. MOSSY OAKS ROAD, HOUSTON | Ki Hoon Kim as Attorney-in-Fact for John F. Schultz | 09 Dec 2025 | 0001548933 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Award | $1.94M | +83.2K | +30.67% | $23.33 | 355K | 06 Dec 2025 | Direct | F1, F2 |
| transaction | HPE | Common Stock | Tax liability | -$764K | -32.7K | -9.24% | $23.33 | 322K | 06 Dec 2025 | Direct | |
| transaction | HPE | Common Stock | Award | $2.19M | +94K | +29.22% | $23.33 | 416K | 06 Dec 2025 | Direct | F3 |
| transaction | HPE | Common Stock | Tax liability | -$863K | -37K | -8.9% | $23.33 | 379K | 06 Dec 2025 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $1.65M | +70.9K | +18.71% | $23.33 | 450K | 07 Dec 2025 | Direct | |
| transaction | HPE | Common Stock | Tax liability | -$614K | -26.3K | -5.85% | $23.33 | 423K | 07 Dec 2025 | Direct | |
| transaction | HPE | Common Stock | Sale | -$1.96M | -84.7K | -20% | $23.15 | 339K | 08 Dec 2025 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +1.64K | +2.46% | 68.5K | 16 Jan 2025 | Common Stock | 1.64K | Direct | F5, F6 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -70.9K | -50% | 70.9K | 07 Dec 2025 | Common Stock | 70.9K | Direct | F5, F7, F8 | |||
| transaction | HPE | Restricted Stock Units | Award | +4.51K | +2.6% | 178K | 16 Jan 2025 | Common Stock | 4.51K | Direct | F5, F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The total beneficial ownership includes 519.1797 shares at $15.4090 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/25 with respect to shares held under the ESPP, and 344.8442 shares at $23.1990 per share acquired under the ESPP on 10/31/25 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of dividends paid in shares for 3.8030 shares at $23.0276 per share received on 01/17/25; 6.0670 shares at $14.8186 per share received on 04/22/25; 4.3510 shares at $20.8409 per share received on 07/18/25; and 3.9630 shares at $23.0276 per share received on 10/31/25. |
| F2 | On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| F3 | On 12/07/23 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| F4 | The price in Column 4 is a weighted average price. The prices ranged from $23.050 to $23.235. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F6 | As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 350.5058 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 541.9643 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 393.9193 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 357.3754 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25. |
| F7 | As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, 67,185 of which vested on 12/07/25, and 67,186 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 746.1867 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 1,153.7801 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 838.6092 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 760.8114 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25. |
| F8 | The number of derivative securities in column 5 reflects RSUs that vested, and 3,703 vested dividend equivalent rights, and a rounded portion of the dividend equivalent rights credited to the reporting person's account are reflected in column 9. |
| F9 | As previously reported, on 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 961.1726 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 1,486.1988 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 1,080.2232 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 980.0109 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25. |
The reported transaction occurred pursuant to a trading plan adopted on 03/24/25.