-
Signature
-
/s/ Lynn Zheng, as Attorney-in-Fact
-
Stock symbol
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NMIH
-
Transactions as of
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Dec 26, 2023
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Transactions value $
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-$3,704,977
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Form type
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4
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Date filed
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12/27/2023, 04:16 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
NMIH |
Class A Common Shares, $0.01 par value per share |
Options Exercise |
$1.46M |
+171K |
+40.15% |
$8.50 |
598K |
Dec 26, 2023 |
Direct |
|
| transaction |
NMIH |
Class A Common Shares, $0.01 par value per share |
Sale |
-$5.16M |
-171K |
-28.65% |
$30.11 |
427K |
Dec 26, 2023 |
Direct |
F1, F2, F3 |
| holding |
NMIH |
Class A Common Shares, $0.01 par value per share |
|
|
|
|
|
47.2K |
Dec 26, 2023 |
By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NMIH |
Stock Option (right to buy) |
Options Exercise |
$0 |
-171K |
-100% |
$0.00* |
0 |
Dec 26, 2023 |
Class A Common Shares, $0.01 par value per share |
171K |
$8.50 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: