Joseph A. Sprague - 07 Feb 2022 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Role
PRESIDENT, HORIZON AIR
Signature
/s/JEANNE E. GAMMON, ATTORNEY IN FACT FOR JOSEPH A. SPRAGUE
Issuer symbol
ALK
Transactions as of
07 Feb 2022
Net transactions value
$0
Form type
4
Filing time
09 Feb 2022, 16:29:04 UTC
Previous filing
08 Nov 2021
Next filing
08 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALK COMMON STOCK 7,049 07 Feb 2022 ESOP TRUST F1
holding ALK COMMON STOCK 15,707 07 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Award $0 +3,020 $0.000000 3,020 07 Feb 2022 COMMON STOCK 3,020 $0.000000 Direct F2
transaction ALK EMPLOYEE STOCK OPTION (RT TO BUY) Award $0 +7,160 $0.000000 7,160 07 Feb 2022 COMMON STOCK 7,160 $55.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2021.
F2 RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.
F3 OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).