Thomas J. Spoerel - Nov 26, 2021 Form 4 Insider Report for BECTON DICKINSON & CO (BDX)

Signature
Richard Stout, by power of attorney for Thomas J. Spoerel
Stock symbol
BDX
Transactions as of
Nov 26, 2021
Transactions value $
$0
Form type
4
Date filed
11/30/2021, 11:45 AM
Previous filing
Sep 8, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDX Common Stock Award $0 +202 +19.84% $0.00 1.22K Nov 26, 2021 Direct F1
transaction BDX Common Stock Tax liability $0 -195 -15.98% $0.00 1.03K Nov 26, 2021 Direct F2
transaction BDX Common Stock Award $0 +287 +28% $0.00 1.31K Nov 26, 2021 Direct F3
holding BDX Common Stock 66 Nov 26, 2021 401(k) Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BDX Stock Appreciation Rights Award $0 +2.73K $0.00 2.73K Nov 26, 2021 Common Stock 2.73K $245.09 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares vesting under performance units granted on November 26, 2018.
F2 Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.
F3 Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F4 Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of June 1, 2021.
F5 The stock appreciation rights vest in four annual installments beginning November 26, 2022.