James Lim - Sep 3, 2021 Form 4 Insider Report for BECTON DICKINSON & CO (BDX)

Role
Executive Vice President
Signature
Richard Stout, by power of attorney for James Lim
Stock symbol
BDX
Transactions as of
Sep 3, 2021
Transactions value $
-$1,789,603
Form type
4
Date filed
9/7/2021, 09:46 AM
Previous filing
Jun 2, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDX Common Stock Options Exercise $1.96M +14.6K +73.78% $134.73 34.4K Sep 3, 2021 Direct
transaction BDX Common Stock Disposed to Issuer -$1.96M -7.63K -22.21% $257.44 26.7K Sep 3, 2021 Direct F1
transaction BDX Common Stock Sale -$1.79M -6.96K -26.03% $257.44 19.8K Sep 3, 2021 Direct F1
holding BDX Common Stock 801 Sep 3, 2021 GSIP Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BDX Stock Appreciation Rights Options Exercise $0 -14.6K -100% $0.00* 0 Sep 3, 2021 Common Stock 14.6K $134.73 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $257.35 through $257.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2 Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of May 28, 2021.
F3 The stock appreciation rights vest in four annual installments beginning November 25, 2015.