William Schuh - 10 Mar 2022 Form 4 Insider Report for Anaplan, Inc.

Role: Chief Revenue Officer
Signature: /s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 10 Mar 2022
Net transactions value: -$231,375
Form type: 4
Filing time: 14 Mar 2022, 21:58:24 UTC
Previous filing: 14 Dec 2021
Next filing: 12 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLAN	Common Stock	Options Exercise		+5,433	+41%		18,528	10 Mar 2022	Direct	F1, F2
transaction	PLAN	Common Stock	Sale	$95,038	-2,069	-11%	$45.93	16,459	11 Mar 2022	Direct	F3
transaction	PLAN	Common Stock	Options Exercise		+8,199	+50%		24,658	10 Mar 2022	Direct	F4
transaction	PLAN	Common Stock	Sale	$136,337	-2,968	-12%	$45.94	21,690	11 Mar 2022	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-5,433	-11%	$0.000000	43,462	11 Mar 2022	Common Stock	5,433		Direct	F1
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-8,199	-25%	$0.000000	24,597	11 Mar 2022	Common Stock	8,199		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2	Includes 458 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
F3	The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F4	The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.