Frank Calderoni - Mar 10, 2022 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Mar 10, 2022
Transactions value $
-$3,036,279
Form type
4
Date filed
3/14/2022, 09:55 PM
Previous filing
Feb 14, 2022
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Sale -$722K -15.2K -3.23% $47.37 456K Mar 10, 2022 By Trust F1, F2, F3
transaction PLAN Common Stock Sale -$707K -14.8K -3.24% $47.88 441K Mar 10, 2022 By Trust F1, F3, F4
transaction PLAN Common Stock Options Exercise +51.1K +7.16% 765K Mar 10, 2022 Direct F5
transaction PLAN Common Stock Sale -$1.07M -23.4K -3.05% $45.93 742K Mar 11, 2022 Direct F6
transaction PLAN Common Stock Options Exercise +9.76K +1.32% 752K Mar 10, 2022 Direct F7
transaction PLAN Common Stock Sale -$233K -5.07K -0.67% $45.93 747K Mar 11, 2022 Direct F6
transaction PLAN Common Stock Options Exercise +8.36K +1.12% 755K Mar 10, 2022 Direct F8
transaction PLAN Common Stock Sale -$199K -4.34K -0.57% $45.93 751K Mar 11, 2022 Direct F6
transaction PLAN Common Stock Options Exercise +4.33K +0.58% 755K Mar 10, 2022 Direct F9
transaction PLAN Common Stock Sale -$103K -2.25K -0.3% $45.94 753K Mar 11, 2022 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -51.1K -33.33% $0.00 102K Mar 10, 2022 Common Stock 51.1K Direct F5
transaction PLAN Restricted Stock Units Options Exercise $0 -9.76K -16.67% $0.00 48.8K Mar 10, 2022 Common Stock 9.76K Direct F7
transaction PLAN Restricted Stock Units Options Exercise $0 -8.36K -11.11% $0.00 66.9K Mar 10, 2022 Common Stock 8.36K Direct F8
transaction PLAN Restricted Stock Units Options Exercise $0 -4.33K -7.69% $0.00 51.9K Mar 10, 2022 Common Stock 4.33K Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $46.73 to $47.72, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F3 The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $47.73 to $48.07, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on September 10, 2020, with the remainder vesting in equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F6 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F7 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F8 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F9 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock foreach RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains incontinuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold tosatisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.