Gagan Dhingra - 10 Dec 2021 Form 4 Insider Report for Anaplan, Inc.

Role
VP & Chief Accounting Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
10 Dec 2021
Net transactions value
-$39,055
Form type
4
Filing time
14 Dec 2021, 20:16:59 UTC
Previous filing
02 Nov 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +1,135 +22% 6,240 10 Dec 2021 Direct F1
transaction PLAN Common Stock Sale $18,011 -398 -6.4% $45.25 5,842 13 Dec 2021 Direct F2
transaction PLAN Common Stock Options Exercise +333 +5.7% 6,175 10 Dec 2021 Direct F3
transaction PLAN Common Stock Sale $5,295 -117 -1.9% $45.25 6,058 13 Dec 2021 Direct F2
transaction PLAN Common Stock Options Exercise +500 +8.3% 6,558 10 Dec 2021 Direct F4
transaction PLAN Common Stock Sale $7,965 -176 -2.7% $45.25 6,382 13 Dec 2021 Direct F2
transaction PLAN Common Stock Options Exercise +488 +7.6% 6,870 10 Dec 2021 Direct F5
transaction PLAN Common Stock Sale $7,784 -172 -2.5% $45.26 6,698 13 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -1,135 -14% $0.000000 6,809 10 Dec 2021 Common Stock 1,135 Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -333 -12% $0.000000 2,333 10 Dec 2021 Common Stock 333 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -500 -8.3% $0.000000 5,500 10 Dec 2021 Common Stock 500 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -488 -7.1% $0.000000 6,345 10 Dec 2021 Common Stock 488 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Gagan Dhingra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.