Gagan Dhingra - Dec 10, 2021 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Role
VP & Chief Accounting Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Dec 10, 2021
Transactions value $
-$39,055
Form type
4
Date filed
12/14/2021, 08:16 PM
Previous filing
Nov 2, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +1.14K +22.23% 6.24K Dec 10, 2021 Direct F1
transaction PLAN Common Stock Sale -$18K -398 -6.38% $45.25 5.84K Dec 13, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +333 +5.7% 6.18K Dec 10, 2021 Direct F3
transaction PLAN Common Stock Sale -$5.29K -117 -1.89% $45.25 6.06K Dec 13, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +500 +8.25% 6.56K Dec 10, 2021 Direct F4
transaction PLAN Common Stock Sale -$7.96K -176 -2.68% $45.25 6.38K Dec 13, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +488 +7.65% 6.87K Dec 10, 2021 Direct F5
transaction PLAN Common Stock Sale -$7.78K -172 -2.5% $45.26 6.7K Dec 13, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -1.14K -14.29% $0.00 6.81K Dec 10, 2021 Common Stock 1.14K Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -333 -12.49% $0.00 2.33K Dec 10, 2021 Common Stock 333 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -500 -8.33% $0.00 5.5K Dec 10, 2021 Common Stock 500 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -488 -7.14% $0.00 6.35K Dec 10, 2021 Common Stock 488 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Gagan Dhingra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.