Ana G. Pinczuk - Sep 10, 2021 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Role: Chief Development Officer
Signature: /s/ Gary Spiegel, Attorney-in-Fact
Stock symbol: PLAN
Transactions as of: Sep 10, 2021
Transactions value $: -$666,375
Form type: 4
Date filed: 9/14/2021, 09:43 PM
Previous filing: Aug 25, 2021
Next filing: Sep 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLAN	Common Stock	Options Exercise		+15.2K	+57.41%		41.7K	Sep 10, 2021	Direct	F1
transaction	PLAN	Common Stock	Sale	-$500K	-7.7K	-18.49%	$64.94	34K	Sep 14, 2021	Direct	F2
transaction	PLAN	Common Stock	Options Exercise		+2.86K	+8.43%		36.8K	Sep 10, 2021	Direct	F3
transaction	PLAN	Common Stock	Sale	-$94.2K	-1.45K	-3.94%	$64.94	35.4K	Sep 14, 2021	Direct	F2
transaction	PLAN	Common Stock	Options Exercise		+2.19K	+6.18%		37.5K	Sep 10, 2021	Direct	F4
transaction	PLAN	Common Stock	Sale	-$72K	-1.11K	-2.95%	$64.94	36.4K	Sep 14, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-15.2K	-14.29%	$0.00	91.2K	Sep 10, 2021	Common Stock	15.2K		Direct	F1
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-2.86K	-9.09%	$0.00	28.6K	Sep 10, 2021	Common Stock	2.86K		Direct	F3
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-2.19K	-6.67%	$0.00	30.6K	Sep 10, 2021	Common Stock	2.19K		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2	The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.