Ana G. Pinczuk - 10 Sep 2021 Form 4 Insider Report for Anaplan, Inc.

Role: Chief Development Officer
Signature: /s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 10 Sep 2021
Net transactions value: -$666,375
Form type: 4
Filing time: 14 Sep 2021, 21:43:26 UTC
Previous filing: 25 Aug 2021
Next filing: 15 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLAN	Common Stock	Options Exercise		+15,192	+57%		41,653	10 Sep 2021	Direct	F1
transaction	PLAN	Common Stock	Sale	$500,122	-7,701	-18%	$64.94	33,952	14 Sep 2021	Direct	F2
transaction	PLAN	Common Stock	Options Exercise		+2,861	+8.4%		36,813	10 Sep 2021	Direct	F3
transaction	PLAN	Common Stock	Sale	$94,232	-1,451	-3.9%	$64.94	35,362	14 Sep 2021	Direct	F2
transaction	PLAN	Common Stock	Options Exercise		+2,186	+6.2%		37,548	10 Sep 2021	Direct	F4
transaction	PLAN	Common Stock	Sale	$72,021	-1,109	-3%	$64.94	36,439	14 Sep 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-15,192	-14%	$0.000000	91,150	10 Sep 2021	Common Stock	15,192		Direct	F1
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-2,861	-9.1%	$0.000000	28,605	10 Sep 2021	Common Stock	2,861		Direct	F3
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-2,186	-6.7%	$0.000000	30,610	10 Sep 2021	Common Stock	2,186		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2	The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.