Gagan Dhingra - 10 Sep 2021 Form 4 Insider Report for Anaplan, Inc.

Role
VP & Chief Accounting Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
10 Sep 2021
Net transactions value
-$56,500
Form type
4
Filing time
14 Sep 2021, 21:41:30 UTC
Previous filing
03 Sep 2021
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +500 +14% 4,019 10 Sep 2021 Direct F1
transaction PLAN Common Stock Sale $11,495 -177 -4.4% $64.94 3,842 14 Sep 2021 Direct F2
transaction PLAN Common Stock Options Exercise +488 +13% 4,330 10 Sep 2021 Direct F3
transaction PLAN Common Stock Sale $11,235 -173 -4% $64.94 4,157 14 Sep 2021 Direct F2
transaction PLAN Common Stock Options Exercise +1,135 +27% 5,292 10 Sep 2021 Direct F4
transaction PLAN Common Stock Sale $26,107 -402 -7.6% $64.94 4,890 14 Sep 2021 Direct F2
transaction PLAN Common Stock Options Exercise +333 +6.8% 5,223 10 Sep 2021 Direct F5
transaction PLAN Common Stock Sale $7,663 -118 -2.3% $64.94 5,105 14 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -500 -7.7% $0.000000 6,000 10 Sep 2021 Common Stock 500 Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -488 -6.7% $0.000000 6,833 10 Sep 2021 Common Stock 488 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -1,135 -13% $0.000000 7,944 10 Sep 2021 Common Stock 1,135 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -333 -11% $0.000000 2,666 10 Sep 2021 Common Stock 333 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.