Ana G. Pinczuk - Aug 9, 2021 Form 3 Insider Report for Anaplan, Inc. (PLAN)

Role
Chief Development Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Aug 9, 2021
Transactions value $
$0
Form type
3
Date filed
8/19/2021, 08:20 PM
Previous filing
Jun 21, 2021
Next filing
Aug 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PLAN Common Stock 39.1K Aug 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PLAN Stock Option (right to buy) Aug 9, 2021 Common Stock 70K $39.12 Direct F1
holding PLAN Stock Option (right to buy) Aug 9, 2021 Common Stock 46.7K $38.61 Direct F2
holding PLAN Stock Option (right to buy) Aug 9, 2021 Common Stock 58K $37.61 Direct F3
holding PLAN Restricted Stock Units Aug 9, 2021 Common Stock 106K Direct F4
holding PLAN Restricted Stock Units Aug 9, 2021 Common Stock 29.3K Direct F5
holding PLAN Restricted Stock Units Aug 9, 2021 Common Stock 31.5K Direct F6
holding PLAN Restricted Stock Units Aug 9, 2021 Common Stock 32.8K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests over four years with 25% vesting February 27, 2020, and the remainder vesting in equal monthly installments thereafter, provided the Reporting Person remains in continuous service on each vesting date.
F2 Option vests over three years with 50% vesting on June 10, 2021, and the remainder vesting on June 10, 2022, provided the Reporting Person remains in continuous service on each vesting date.
F3 Option vests in equal monthly installments over four years with the first vest date on April 9, 2020, provided the Reporting Person remains in continuous service on each vesting date.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F6 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F7 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.