Ana G. Pinczuk - Aug 9, 2021 Form 3 Insider Report for Anaplan, Inc. (PLAN)

Role: Chief Development Officer
Signature: /s/ Gary Spiegel, Attorney-in-Fact
Stock symbol: PLAN
Transactions as of: Aug 9, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/19/2021, 08:20 PM
Previous filing: Jun 21, 2021
Next filing: Aug 20, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PLAN	Common Stock						39.1K	Aug 9, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PLAN	Stock Option (right to buy)							Aug 9, 2021	Common Stock	70K	$39.12	Direct	F1
holding	PLAN	Stock Option (right to buy)							Aug 9, 2021	Common Stock	46.7K	$38.61	Direct	F2
holding	PLAN	Stock Option (right to buy)							Aug 9, 2021	Common Stock	58K	$37.61	Direct	F3
holding	PLAN	Restricted Stock Units							Aug 9, 2021	Common Stock	106K		Direct	F4
holding	PLAN	Restricted Stock Units							Aug 9, 2021	Common Stock	29.3K		Direct	F5
holding	PLAN	Restricted Stock Units							Aug 9, 2021	Common Stock	31.5K		Direct	F6
holding	PLAN	Restricted Stock Units							Aug 9, 2021	Common Stock	32.8K		Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Option vests over four years with 25% vesting February 27, 2020, and the remainder vesting in equal monthly installments thereafter, provided the Reporting Person remains in continuous service on each vesting date.
F2	Option vests over three years with 50% vesting on June 10, 2021, and the remainder vesting on June 10, 2022, provided the Reporting Person remains in continuous service on each vesting date.
F3	Option vests in equal monthly installments over four years with the first vest date on April 9, 2020, provided the Reporting Person remains in continuous service on each vesting date.
F4	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F6	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F7	The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.