Sam Levinson - Nov 3, 2021 Form 4 Insider Report for CAPITAL SENIOR LIVING CORP (SNDA)

Role
10%+ Owner
Signature
/s/ Sam Levinson; /s/ Simon Glick; /s/ Seymour Pluchenik; Silk Partners,LP By: /s/ S. Pluchenik; Siget,LLC By: /s/ S. Pluchenik; Siget NY Partners,L.P. By: /s/ S. Pluchenik; 1271 Associates,LLC By: /s/ S. Pluchenik; PF Investors, LLC By: /s/ S. Pluchenik
Stock symbol
SNDA
Transactions as of
Nov 3, 2021
Transactions value $
$11,871,197
Form type
4
Date filed
11/5/2021, 05:13 PM
Previous filing
Nov 2, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNDA Common Stock Exercise of in-the-money or at-the-money derivative security $11.9M +395K +104.08% $30.00 775K Nov 3, 2021 See Footnote
transaction SNDA Common Stock Purchase $9.2K +330 +0.04% $27.87 776K Nov 4, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNDA Rights (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -359K -100% $0.00* 0 Nov 3, 2021 Common Stock 395K $30.00 See Footnote
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects weighted average sale price. Actual sale prices ranged from $27.58 to $28.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Remarks:

This Form 4 is being filed jointly by Sam Levinson, a United States citizen; Simon Glick, a United States citizen; Seymour Pluchenik, a United States citizen; Silk Partners, LP ("Silk"), a New York limited partnership; Siget, LLC ("Siget"), a Delaware limited liability company; Siget NY Partners, L.P. ("Siget NY"), a Delaware limited partnership; 1271 Associates, LLC ("1271 Associates"), a Delaware limited liability company; and PF Investors, LLC ("PF Investors"), a New York limited liability company. Includes 16,917 shares of Common Stock held by PF Investors (the "PF Investor Shares"). Mr. Pluchenik is a manager of PF Investors, LLC By virtue of this relationship, Mr. Pluchenik may be deemed to beneficially own the shares of Common Stock owned directly by PF Investors. All shares other than the PF Investor Shares are held by Silk Partners, LP. Mr. Levinson is the chief investment officer of Siget NY. Siget NY is the investment manager of and makes investment decisions for Silk. 1271 Associates is the General Partner of Siget NY. Messrs. Glick and Pluchenik are the managing members of 1271 Associates. Siget is the General Partner of Silk. Messrs. Glick and Pluchenik are the managing members of Siget. By virtue of these relationships, each of Siget NY, 1271 Associates, Siget and Messrs. Levinson, Glick and Pluchenik may be deemed to beneficially own the shares of Common Stock owned directly by Silk.