DAVID N. STROHM - 30 Jun 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Director
Signature
/s/Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
30 Jun 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 17:32:42 UTC
Previous filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Award $0 +1,666 +3.4% $0.000000 51,342 30 Jun 2023 Direct F1
holding OPRT Common Stock 271,160 30 Jun 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

DAVID N. STROHM is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.
F2 The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.