Patrick Kirscht - Jun 14, 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Credit Officer
Signature
/s/Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Jun 14, 2023
Transactions value $
-$337,454
Form type
4
Date filed
6/15/2023, 04:50 PM
Previous filing
Mar 14, 2023
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $100K +22.7K +9.48% $4.40 262K Jun 14, 2023 Direct
transaction OPRT Common Stock Tax liability -$100K -17.1K -6.5% $5.86 245K Jun 14, 2023 Direct F1
transaction OPRT Common Stock Options Exercise $200K +45.5K +18.53% $4.40 291K Jun 14, 2023 Direct
transaction OPRT Common Stock Tax liability -$237K -40.5K -13.93% $5.86 250K Jun 14, 2023 Direct F2
holding OPRT Common Stock 2.9K Jun 14, 2023 By Child 1
holding OPRT Common Stock 2.9K Jun 14, 2023 By Child 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise -$100K -22.7K -100% $4.40 0 Jun 14, 2023 Common Stock 22.7K $4.40 Direct F3
transaction OPRT Stock Option (Right to Buy) Options Exercise -$200K -45.5K -100% $4.40 0 Jun 14, 2023 Common Stock 45.5K $4.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents tender of previously owned shares to cover the exercise price of the stock options.
F2 Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 45,454 option shares.
F3 The option is fully vested.