Casey Mueller - 10 Mar 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Global Controller and PAO
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
10 Mar 2023
Net transactions value
-$4,653
Form type
4
Filing time
14 Mar 2023, 17:51:28 UTC
Previous filing
14 Sep 2022
Next filing
11 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Award +155,521 +822% 174,444 10 Mar 2023 Direct F1, F2
transaction OPRT Common Stock Tax liability $2,186 -506 -0.29% $4.32 173,938 10 Mar 2023 Direct F3
transaction OPRT Common Stock Tax liability $432 -100 -0.06% $4.32 173,838 10 Mar 2023 Direct F3
transaction OPRT Common Stock Tax liability $2,035 -471 -0.27% $4.32 173,367 10 Mar 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.