Casey Mueller - Mar 10, 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Global Controller and PAO
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 10, 2023
Transactions value $
-$4,653
Form type
4
Date filed
3/14/2023, 05:51 PM
Previous filing
Sep 14, 2022
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Award +156K +821.86% 174K Mar 10, 2023 Direct F1, F2
transaction OPRT Common Stock Tax liability -$2.19K -506 -0.29% $4.32 174K Mar 10, 2023 Direct F3
transaction OPRT Common Stock Tax liability -$432 -100 -0.06% $4.32 174K Mar 10, 2023 Direct F3
transaction OPRT Common Stock Tax liability -$2.03K -471 -0.27% $4.32 173K Mar 10, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.