Raul Vazquez - 03 Mar 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role: Chief Executive Officer, Director
Signature: /s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol: OPRT
Transactions as of: 03 Mar 2023
Net transactions value: -$38,286
Form type: 4
Filing time: 07 Mar 2023, 16:16:22 UTC
Previous filing: 24 Jan 2023
Next filing: 14 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPRT	Common Stock	Options Exercise		+17,849	+1.9%		971,818	03 Mar 2023	Direct	F1
transaction	OPRT	Common Stock	Tax liability	$38,286	-6,381	-0.66%	$6.00	965,437	03 Mar 2023	Direct	F2
holding	OPRT	Common Stock						233,709	03 Mar 2023	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPRT	Restricted Stock Units	Options Exercise	$0	-17,849	-100%	$0.000000^*	0	03 Mar 2023	Common Stock	17,849		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2	No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3	These shares are held in a family trust for which the Reporting Person is the Trustee.
F4	The Restricted Stock Units fully vested on March 3, 2023.