Raul Vazquez - Mar 3, 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Executive Officer, Director
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 3, 2023
Transactions value $
-$38,286
Form type
4
Date filed
3/7/2023, 04:16 PM
Previous filing
Jan 24, 2023
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise +17.8K +1.87% 972K Mar 3, 2023 Direct F1
transaction OPRT Common Stock Tax liability -$38.3K -6.38K -0.66% $6.00 965K Mar 3, 2023 Direct F2
holding OPRT Common Stock 234K Mar 3, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -17.8K -100% $0.00* 0 Mar 3, 2023 Common Stock 17.8K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3 These shares are held in a family trust for which the Reporting Person is the Trustee.
F4 The Restricted Stock Units fully vested on March 3, 2023.