Jonathan Aaron Coblentz - 03 Mar 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
03 Mar 2023
Net transactions value
-$14,562
Form type
4
Filing time
07 Mar 2023, 16:04:27 UTC
Previous filing
14 Dec 2022
Next filing
14 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise +5,950 +6.3% 100,335 03 Mar 2023 Direct F1
transaction OPRT Common Stock Tax liability $14,562 -2,427 -2.4% $6.00 97,908 03 Mar 2023 Direct F2
holding OPRT Common Stock 272,780 03 Mar 2023 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -5,950 -100% $0.000000* 0 03 Mar 2023 Common Stock 5,950 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F4 The Restricted Stock Units fully vested on March 3, 2023.