Raul Vazquez - 30 Aug 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Executive Officer, Director
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
30 Aug 2022
Net transactions value
-$77,573
Form type
4
Filing time
01 Sep 2022, 17:20:03 UTC
Previous filing
27 Jun 2022
Next filing
14 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Gift $0 -7,948 -0.83% $0.000000 954,776 25 May 2022 Direct F1
transaction OPRT Common Stock Gift $0 +7,948 +4.6% $0.000000 180,812 25 May 2022 See footnote F1, F2
transaction OPRT Common Stock Options Exercise +29,353 +3.1% 984,129 30 Aug 2022 Direct F3
transaction OPRT Common Stock Tax liability $77,573 -14,554 -1.5% $5.33 969,575 30 Aug 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -29,353 -100% $0.000000* 0 30 Aug 2022 Common Stock 29,353 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee.
F2 These shares are held in a family trust for which the Reporting Person is the Trustee.
F3 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F4 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F5 The restricted stock units fully vested on August 30, 2022.