Raul Vazquez - Aug 30, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Executive Officer, Director
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Aug 30, 2022
Transactions value $
-$77,573
Form type
4
Date filed
9/1/2022, 05:20 PM
Previous filing
Jun 27, 2022
Next filing
Sep 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Gift $0 -7.95K -0.83% $0.00 955K May 25, 2022 Direct F1
transaction OPRT Common Stock Gift $0 +7.95K +4.6% $0.00 181K May 25, 2022 See footnote F1, F2
transaction OPRT Common Stock Options Exercise +29.4K +3.07% 984K Aug 30, 2022 Direct F3
transaction OPRT Common Stock Tax liability -$77.6K -14.6K -1.48% $5.33 970K Aug 30, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -29.4K -100% $0.00* 0 Aug 30, 2022 Common Stock 29.4K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee.
F2 These shares are held in a family trust for which the Reporting Person is the Trustee.
F3 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F4 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F5 The restricted stock units fully vested on August 30, 2022.