Patrick Kirscht - Aug 30, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Credit Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Aug 30, 2022
Transactions value $
-$37,246
Form type
4
Date filed
9/1/2022, 05:17 PM
Previous filing
Mar 29, 2022
Next filing
Sep 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Gift $0 -2.9K -1.16% $0.00 247K Jun 14, 2022 Direct F1
transaction OPRT Common Stock Gift $0 +2.9K $0.00 2.9K Jun 14, 2022 By Child 1 F1
transaction OPRT Common Stock Gift $0 -2.9K -1.17% $0.00 244K Jun 14, 2022 Direct F1
transaction OPRT Common Stock Gift $0 +2.9K $0.00 2.9K Jun 14, 2022 By Child 2 F1
transaction OPRT Common Stock Options Exercise +12.6K +5.15% 257K Aug 30, 2022 Direct F2
transaction OPRT Common Stock Tax liability -$37.2K -6.99K -2.72% $5.33 250K Aug 30, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -12.6K -100% $0.00* 0 Aug 30, 2022 Common Stock 12.6K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F4 The restricted stock units fully vested on August 30, 2022.