Patrick Kirscht - 30 Aug 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Credit Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
30 Aug 2022
Net transactions value
-$37,246
Form type
4
Filing time
01 Sep 2022, 17:17:17 UTC
Previous filing
29 Mar 2022
Next filing
14 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Gift $0 -2,900 -1.2% $0.000000 247,232 14 Jun 2022 Direct F1
transaction OPRT Common Stock Gift $0 +2,900 $0.000000 2,900 14 Jun 2022 By Child 1 F1
transaction OPRT Common Stock Gift $0 -2,900 -1.2% $0.000000 244,332 14 Jun 2022 Direct F1
transaction OPRT Common Stock Gift $0 +2,900 $0.000000 2,900 14 Jun 2022 By Child 2 F1
transaction OPRT Common Stock Options Exercise +12,580 +5.1% 256,912 30 Aug 2022 Direct F2
transaction OPRT Common Stock Tax liability $37,246 -6,988 -2.7% $5.33 249,924 30 Aug 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -12,580 -100% $0.000000* 0 30 Aug 2022 Common Stock 12,580 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F4 The restricted stock units fully vested on August 30, 2022.