DAVID N. STROHM - 14 Jun 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Director
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
14 Jun 2022
Net transactions value
$0
Form type
4
Filing time
15 Jun 2022, 18:53:18 UTC
Previous filing
04 Apr 2022
Next filing
30 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Award +12,551 +45% 40,179 14 Jun 2022 Direct F1, F2
holding OPRT Common Stock 271,160 14 Jun 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.