Casey Mueller - Apr 15, 2022 Form 3 Insider Report for Oportun Financial Corp (OPRT)

Role: Global Controller and PAO
Signature: /s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol: OPRT
Transactions as of: Apr 15, 2022
Transactions value $: $0
Form type: 3
Date filed: 4/19/2022, 05:29 PM
Next filing: Sep 14, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OPRT	Common Stock						19.3K	Apr 15, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	OPRT	Stock Option (Right to Buy)							Apr 15, 2022	Common Stock	9.37K	$23.65	Direct	F2
holding	OPRT	Stock Option (Right to Buy)							Apr 15, 2022	Common Stock	13.1K	$13.26	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions ofeach restricted stock unit.
F2	1/4 of the option vested on December 03, 2019 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F3	1/4 of the option shall vest on March 10, 2023 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.