Casey Mueller - 15 Apr 2022 Form 3 Insider Report for Oportun Financial Corp (OPRT)

Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
15 Apr 2022
Net transactions value
$0
Form type
3
Filing time
19 Apr 2022, 17:29:43 UTC
Next filing
14 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OPRT Common Stock 19,270 15 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OPRT Stock Option (Right to Buy) 15 Apr 2022 Common Stock 9,371 $23.65 Direct F2
holding OPRT Stock Option (Right to Buy) 15 Apr 2022 Common Stock 13,067 $13.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions ofeach restricted stock unit.
F2 1/4 of the option vested on December 03, 2019 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F3 1/4 of the option shall vest on March 10, 2023 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.