Raul Vazquez - 10 Sep 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Executive Officer, Director
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
10 Sep 2021
Net transactions value
-$376,885
Form type
4
Filing time
14 Sep 2021, 17:43:03 UTC
Previous filing
31 Aug 2021
Next filing
24 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Tax liability $376,885 -15,606 -4% $24.15 378,532 10 Sep 2021 Direct F1
holding OPRT Common Stock 172,864 10 Sep 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F2 These shares are held in a family trust for which the Reporting Person is the Trustee.