Raul Vazquez - 02 Aug 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role: Chief Executive Officer, Director
Signature: /s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol: OPRT
Transactions as of: 02 Aug 2021
Net transactions value: -$99,477
Form type: 4
Filing time: 03 Aug 2021, 18:54:52 UTC
Previous filing: 28 Jun 2021
Next filing: 31 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPRT	Common Stock	Options Exercise		+9,516	+2.5%		384,058	02 Aug 2021	Direct	F1
transaction	OPRT	Common Stock	Tax liability	$99,477	-4,719	-1.2%	$21.08	379,339	02 Aug 2021	Direct	F2
holding	OPRT	Common Stock						172,864	02 Aug 2021	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPRT	Restricted Stock Units	Options Exercise	$0	-9,516	-100%	$0.000000^*	0	02 Aug 2021	Common Stock	9,516		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2	No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F3	These shares are held in a family trust for which the Reporting Person is the Trustee.
F4	The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.