Key facts
- This page summarizes David A. Ricks's Form 4 filing for ELI LILLY & Co (LLY).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Feb 2026, 16:29.
David A. Ricks - 01 Feb 2026 Form 4 Insider Report for ELI LILLY & Co (LLY)
- Reporting relationship
- President, Chair, and CEO, Director
- Issuer ticker
- LLY
- Reported as of
- 01 Feb 2026
- Net transaction value
- -$14,827,775
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2026, 16:29:21 UTC
- Prior SEC filing
- 10 Nov 2025
- Next SEC filing
- 11 Feb 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Ricks filed Form 4 for ELI LILLY & Co (LLY) on 03 Feb 2026.
Change
- Previous filing in this sequence was filed on 10 Nov 2025.
- Current net transaction value: -$14,827,775.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001538604
Primary reporting owner
Ricks David A
- Relationship
- President, Chair, and CEO, Director
- Address
- LILLY CORPORATE CENTER, INDIANAPOLIS
- Signature
- /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
- Signature date
- 03 Feb 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LLY
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +31,932
- Change %
- +6.2%
- Price
- $0.000000
- Shares after
- 547,098
- Date
- 01 Feb 2026
- Ownership
- Direct
LLY
transaction
Common Stock
Tax liability
- Transaction value
- $14,827,775
- Shares
- -14,297
- Change %
- -2.6%
- Price
- $1037.15
- Shares after
- 532,802
- Date
- 01 Feb 2026
- Ownership
- Direct
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,685
- Date
- 01 Feb 2026
- Ownership
- By David A. Ricks 2025 GRAT
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 54,117
- Date
- 01 Feb 2026
- Ownership
- By David A. Ricks 2022 GRAT
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 300
- Date
- 01 Feb 2026
- Ownership
- By Trust
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 68,656
- Date
- 01 Feb 2026
- Ownership
- By David A. Ricks SLAT
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,311
- Date
- 01 Feb 2026
- Ownership
- 401(k)
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LLY
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -31,932
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 01 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 31,932
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.