David A. Ricks - 01 Feb 2026 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
President, Chair, and CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Issuer symbol
LLY
Transactions as of
01 Feb 2026
Net transactions value
-$14,827,775
Form type
4
Filing time
03 Feb 2026, 16:29:21 UTC
Previous filing
10 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ricks David A President, Chair, and CEO, Director LILLY CORPORATE CENTER, INDIANAPOLIS /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file 03 Feb 2026 0001538604

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +31,932 +6.2% $0.000000 547,098 01 Feb 2026 Direct
transaction LLY Common Stock Tax liability $14,827,775 -14,297 -2.6% $1037.15 532,802 01 Feb 2026 Direct
holding LLY Common Stock 6,685 01 Feb 2026 By David A. Ricks 2025 GRAT F1
holding LLY Common Stock 54,117 01 Feb 2026 By David A. Ricks 2022 GRAT
holding LLY Common Stock 300 01 Feb 2026 By Trust F1
holding LLY Common Stock 68,656 01 Feb 2026 By David A. Ricks SLAT F1
holding LLY Common Stock 7,311 01 Feb 2026 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -31,932 -100% $0.000000 0 01 Feb 2026 Common Stock 31,932 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.