Chad R. Abraham - 05 Aug 2025 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ James Grant for Chad R. Abraham
Issuer symbol
PIPR
Transactions as of
05 Aug 2025
Transactions value $
-$4,001,023
Form type
4
Filing time
07 Aug 2025, 16:12:37 UTC
Previous filing
23 Jul 2025
Next filing
20 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Abraham Chad R CEO and Chairman, Director 350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS /s/ James Grant for Chad R. Abraham 07 Aug 2025 0001538591

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Options Exercise $990K +10K +18.67% $99.00 63.6K 05 Aug 2025 Direct
transaction PIPR Common Stock Sale -$58.3K -185 -0.29% $315.09 63.4K 05 Aug 2025 Direct F1
transaction PIPR Common Stock Sale -$437K -1.38K -2.18% $316.23 62K 05 Aug 2025 Direct F2
transaction PIPR Common Stock Sale -$714K -2.25K -3.63% $317.17 59.7K 05 Aug 2025 Direct F3
transaction PIPR Common Stock Sale -$379K -1.19K -1.99% $318.37 58.5K 05 Aug 2025 Direct F4
transaction PIPR Common Stock Sale -$317K -990 -1.69% $319.98 57.6K 05 Aug 2025 Direct F5
transaction PIPR Common Stock Sale -$643K -2K -3.48% $321.42 55.6K 05 Aug 2025 Direct F6
transaction PIPR Common Stock Sale -$644K -2K -3.6% $322.47 53.6K 05 Aug 2025 Direct F7
transaction PIPR Common Stock Options Exercise $792K +8K +14.94% $99.00 61.6K 06 Aug 2025 Direct
transaction PIPR Common Stock Sale -$111K -344 -0.56% $321.95 61.2K 06 Aug 2025 Direct F8
transaction PIPR Common Stock Sale -$1.31M -4.05K -6.61% $323.10 57.2K 06 Aug 2025 Direct F9
transaction PIPR Common Stock Sale -$626K -1.93K -3.37% $324.27 55.2K 06 Aug 2025 Direct F10
transaction PIPR Common Stock Sale -$536K -1.65K -2.99% $324.88 53.6K 06 Aug 2025 Direct F11
transaction PIPR Common Stock Sale -$10.4K -32 -0.06% $326.23 53.6K 06 Aug 2025 Direct F12
holding PIPR Common Stock 36K 05 Aug 2025 Through Living Trust F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PIPR Employee Stock Option (right to buy) Options Exercise $0 -10K -24.39% $0.00 31K 05 Aug 2025 Common Stock 10K $99.00 Direct
transaction PIPR Employee Stock Option (right to buy) Options Exercise $0 -8K -25.81% $0.00 23K 06 Aug 2025 Common Stock 8K $99.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 for all sales transactions on this report is a weighted average price (with the exception of the sales referenced in footnote 12). The shares sold in footnotes (1) through (11) were sold in multiple transactions at the price ranges provided in footnotes (1) through (11). These shares in footnote (1) were sold in multiple transactions at prices ranging from $314.6800 to $315.5700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F2 These shares were sold in multiple transactions at prices ranging from $315.7100 to $316.6200 inclusive.
F3 These shares were sold in multiple transactions at prices ranging from $316.8101 to $317.7900 inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $317.8800 to $318.6950 inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $319.5600 to $320.4925 inclusive.
F6 These shares were sold in multiple transactions at prices ranging from $321.0800 to $322.0800 inclusive.
F7 These shares were sold in multiple transactions at prices ranging from $322.1000 to $322.6650 inclusive.
F8 These shares were sold in multiple transactions at prices ranging from $321.5600 to $322.5100 inclusive.
F9 These shares were sold in multiple transactions at prices ranging from $322.6200 to $323.6200 inclusive.
F10 These shares were sold in multiple transactions at prices ranging from $323.7050 to $324.6900 inclusive.
F11 These shares were sold in multiple transactions at prices ranging from $324.7200 to $325.6000 inclusive.
F12 These shares were all sold at the price of $326.23.
F13 These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.