Stephen Lafaille - 23 Apr 2024 Form 3 Insider Report for TECOGEN INC. (TGEN)

Role
VP of Business Development
Signature
/s/ Stephen Lafaille
Issuer symbol
TGEN
Transactions as of
23 Apr 2024
Net transactions value
$0
Form type
3
Filing time
24 Jun 2025, 12:59:38 UTC
Next filing
24 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lafaille Stephen VP of Business Development 76 TREBLE COVE ROAD, NORTH BILLERICA /s/ Stephen Lafaille 24 Jun 2025 0002074096

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TGEN Common Stock 400 23 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TGEN Stock Options (Right to Buy) 23 Apr 2024 Common Stock 6,362 $3.93 Direct F1
holding TGEN Stock Options (Right to Buy) 23 Apr 2024 Common Stock 50,000 $0.7100 Direct F2
holding TGEN Stock Options (Right to Buy) 23 Apr 2024 Common Stock 52,500 $1.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested
F2 Vests 50% upon achievement of Adjusted EBITDA goal of 2% of revenue in two consecutive quarters, and 50% upon achievement of Adjusted EBITDA goal of 3% of revenue in four consecutive quarters
F3 Vests 50% per year