Ann Marie Pacheco - May 4, 2022 Form 3 Insider Report for TECOGEN INC. (TGEN)

Role
Trustee, 10%+ Owner
Signature
/s/ Ann Marie Pacheco
Stock symbol
TGEN
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
3
Date filed
5/6/2022, 04:39 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TGEN Common Stock 3.7M May 4, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TGEN Stock Option (Right to Buy) May 4, 2022 Common Stock 1.84K $5.65 Direct F2
holding TGEN Stock Option (Right to Buy) May 4, 2022 Common Stock 5K $3.68 Direct F3
holding TGEN Stock Option (Right to Buy) May 4, 2022 Common Stock 7K $1.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (a) 1,620,664 shares of common stock held for the benefit of Nia M. Hatsopoulos pursuant to The John N. Hatsopoulos 1989 Family Trust of which Mrs. Ann Marie Pacheco is the sole trustee, (b) 2,078,960 shares of common stock held by the Nia M. Hatsopoulos Jephson 2011 Irrevocable Trust, of which Mrs. Pacheco is the sole trustee, and (c) 1,240 shares held by Mrs. Pacheco individually.
F2 Fully Vested
F3 Vests 25% per year
F4 Vests 50% per year