Ann Marie Brown Pacheco - 04 May 2022 Form 3 Insider Report for TECOGEN INC. (TGEN)

Role
Trustee, 10%+ Owner
Signature
/s/ Ann Marie Pacheco
Issuer symbol
TGEN
Transactions as of
04 May 2022
Net transactions value
$0
Form type
3
Filing time
06 May 2022, 16:39:58 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TGEN Common Stock 3,700,864 04 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TGEN Stock Option (Right to Buy) 04 May 2022 Common Stock 1,840 $5.65 Direct F2
holding TGEN Stock Option (Right to Buy) 04 May 2022 Common Stock 5,000 $3.68 Direct F3
holding TGEN Stock Option (Right to Buy) 04 May 2022 Common Stock 7,000 $1.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (a) 1,620,664 shares of common stock held for the benefit of Nia M. Hatsopoulos pursuant to The John N. Hatsopoulos 1989 Family Trust of which Mrs. Ann Marie Pacheco is the sole trustee, (b) 2,078,960 shares of common stock held by the Nia M. Hatsopoulos Jephson 2011 Irrevocable Trust, of which Mrs. Pacheco is the sole trustee, and (c) 1,240 shares held by Mrs. Pacheco individually.
F2 Fully Vested
F3 Vests 25% per year
F4 Vests 50% per year