Michael Robert Katz - Oct 25, 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Financial Officer
Signature
/s/ Julie Watson, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Oct 25, 2025
Transactions value $
$118,051
Form type
4
Date filed
10/29/2025, 04:04 PM
Previous filing
Jul 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Katz Michael Robert Executive Vice President, Chief Financial Officer 200 PARK AVENUE, NEW YORK /s/ Julie Watson, Attorney-in-Fact 2025-10-29 0001853487

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $217K +2.94K +7.63% $73.69 41.4K Oct 25, 2025 Direct F1
transaction VOYA Common Stock Tax liability -$98.4K -1.34K -3.22% $73.69 40.1K Oct 25, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -2.94K -6.36% $0.00 43.2K Oct 25, 2025 Common Stock 2.94K Direct F2
holding VOYA Restricted Stock Units 21K Oct 25, 2025 Common Stock 21K Direct F3
holding VOYA Performance-Based Stock Options 56.2K Oct 25, 2025 Common Stock 56.2K Direct F4
holding VOYA Deferred Savings Plan Issuer Stock Units 848 Oct 25, 2025 Common Stock 848 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying performance stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.

Remarks:

Executive Vice President, Chief Financial Officer