Richard G. Harbison - Feb 9, 2024 Form 4 Insider Report for Phillips 66 (PSX)

Role
EVP, Refining
Signature
Jenarae N. Garland, Attorney-in-Fact
Stock symbol
PSX
Transactions as of
Feb 9, 2024
Transactions value $
-$1,319,928
Form type
4
Date filed
2/12/2024, 06:29 PM
Previous filing
Feb 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSX Common Stock Tax liability -$80K -546 -2.14% $146.56 24.9K Feb 9, 2024 Direct F1, F2, F3
transaction PSX Common Stock Options Exercise $83.9K +1.07K +4.28% $78.62 26K Feb 12, 2024 Direct F3
transaction PSX Common Stock Options Exercise $288K +3.67K +14.1% $78.48 29.7K Feb 12, 2024 Direct F3
transaction PSX Common Stock Options Exercise $446K +4.7K +15.84% $94.85 34.4K Feb 12, 2024 Direct F3
transaction PSX Common Stock Options Exercise $551K +5.8K +16.87% $94.97 40.2K Feb 12, 2024 Direct F3
transaction PSX Common Stock Options Exercise $600K +6.7K +16.68% $89.57 46.9K Feb 12, 2024 Direct F3
transaction PSX Common Stock Sale -$3.21M -21.9K -46.79% $146.27 24.9K Feb 12, 2024 Direct F3
holding PSX Common Stock 5.41K Feb 9, 2024 By Phillips 66 Savings Plan F4
holding PSX Common Stock 40 Feb 9, 2024 by son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1.07K -100% $0.00* 0 Feb 12, 2024 Common Stock 1.07K $78.62 Direct F5
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -3.67K -100% $0.00* 0 Feb 12, 2024 Common Stock 3.67K $78.48 Direct F6
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -4.7K -100% $0.00* 0 Feb 12, 2024 Common Stock 4.7K $94.85 Direct F7
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -5.8K -100% $0.00* 0 Feb 12, 2024 Common Stock 5.8K $94.97 Direct F8
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -6.7K -100% $0.00* 0 Feb 12, 2024 Common Stock 6.7K $89.57 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted on February 9, 2021.
F2 The price reflected above is the average of the high and the low price of the Company's stock on February 9, 2024.
F3 Includes 15,863 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
F4 Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
F5 The options became exercisable in three equal annual installments beginning on February 2, 2017.
F6 The options became exercisable in three equal annual installments beginning on February 7, 2018.
F7 The options became exercisable in three equal annual installments beginning on February 6, 2019.
F8 The options became exercisable in three equal annual installments beginning on February 5, 2020.
F9 The options became exercisable in three equal annual installments beginning on February 4, 2021.