Joseph Scott Pruitt - 18 Dec 2023 Form 4 Insider Report for Phillips 66 (PSX)

Role
Vice President and Controller
Signature
/s/ Jenarae N. Garland, as Attorney-in-Fact
Issuer symbol
PSX
Transactions as of
18 Dec 2023
Net transactions value
-$145,260
Form type
4
Filing time
20 Dec 2023, 17:34:16 UTC
Previous filing
05 Dec 2023
Next filing
08 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSX Common Stock Options Exercise $112,050 +1,500 +23% $74.70 8,093 18 Dec 2023 Direct F1
transaction PSX Common Stock Sale $198,777 -1,500 -19% $132.52 6,593 18 Dec 2023 Direct F1, F2
transaction PSX Common Stock Options Exercise $74,700 +1,000 +15% $74.70 7,593 19 Dec 2023 Direct F1
transaction PSX Common Stock Sale $133,234 -1,000 -13% $133.23 6,593 19 Dec 2023 Direct F1
holding PSX Common Stock 5,395 18 Dec 2023 By Phillips 66 Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1,500 -25% $0.000000 4,500 18 Dec 2023 Common Stock 1,500 $74.70 Direct F4
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1,000 -22% $0.000000 3,500 19 Dec 2023 Common Stock 1,000 $74.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,949 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
F2 The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.51 to $132.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Based on a recent plan statement. Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
F4 The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022 and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024.