Joseph Scott Pruitt - Dec 18, 2023 Form 4 Insider Report for Phillips 66 (PSX)

Role
Vice President and Controller
Signature
/s/ Jenarae N. Garland, as Attorney-in-Fact
Stock symbol
PSX
Transactions as of
Dec 18, 2023
Transactions value $
-$145,260
Form type
4
Date filed
12/20/2023, 05:34 PM
Previous filing
Dec 5, 2023
Next filing
Feb 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSX Common Stock Options Exercise $112K +1.5K +22.75% $74.70 8.09K Dec 18, 2023 Direct F1
transaction PSX Common Stock Sale -$199K -1.5K -18.53% $132.52 6.59K Dec 18, 2023 Direct F1, F2
transaction PSX Common Stock Options Exercise $74.7K +1K +15.17% $74.70 7.59K Dec 19, 2023 Direct F1
transaction PSX Common Stock Sale -$133K -1K -13.17% $133.23 6.59K Dec 19, 2023 Direct F1
holding PSX Common Stock 5.4K Dec 18, 2023 By Phillips 66 Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1.5K -25% $0.00 4.5K Dec 18, 2023 Common Stock 1.5K $74.70 Direct F4
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1K -22.22% $0.00 3.5K Dec 19, 2023 Common Stock 1K $74.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,949 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
F2 The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.51 to $132.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Based on a recent plan statement. Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
F4 The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022 and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024.