Joseph Scott Pruitt - 11 Nov 2022 Form 4 Insider Report for Phillips 66 (PSX)

Role
Vice President and Controller
Signature
Jenarae N. Garland, Attorney-in-Fact
Issuer symbol
PSX
Transactions as of
11 Nov 2022
Net transactions value
-$130,786
Form type
4
Filing time
15 Nov 2022, 18:33:24 UTC
Previous filing
10 Aug 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSX Common Stock Options Exercise $224,100 +3,000 +20% $74.70 18,302 11 Nov 2022 Direct F1
transaction PSX Common Stock Sale $335,565 -3,000 -16% $111.86 15,302 11 Nov 2022 Direct F1
transaction PSX Common Stock Options Exercise $47,085 +600 +3.9% $78.48 15,902 15 Nov 2022 Direct F1
transaction PSX Common Stock Sale $66,406 -600 -3.8% $110.68 15,302 15 Nov 2022 Direct F1, F2
holding PSX Common Stock 4,640 11 Nov 2022 By Phillips 66 Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -3,000 -33% $0.000000 6,000 11 Nov 2022 Common Stock 3,000 $74.70 Direct F4
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -1,200 -100% $0.000000* 0 15 Nov 2022 Common Stock 1,200 $78.48 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,429 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
F2 The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.67 to $110.685. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Includes shares acquired through ongoing acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
F4 The remaining stock options vest in two equal annual installments beginning on February 9, 2023.
F5 The stock options became exercisable in three equal annual installments beginning on February 7, 2018.