Joseph Scott Pruitt - Aug 4, 2021 Form 3 Insider Report for Phillips 66 (PSX)

Role
Vice President and Controller
Signature
Amanda K. Maki, Attorney-in-Fact
Stock symbol
PSX
Transactions as of
Aug 4, 2021
Transactions value $
$0
Form type
3
Date filed
8/5/2021, 05:58 PM
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PSX Common Stock 18.8K Aug 4, 2021 Direct F1
holding PSX Common Stock 3.83K Aug 4, 2021 By Phillips 66 Savings Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PSX Employee Stock Option (Right to Buy) Aug 4, 2021 Common Stock 1.2K $78.48 Direct F2
holding PSX Employee Stock Option (Right to Buy) Aug 4, 2021 Common Stock 3K $94.85 Direct F2
holding PSX Employee Stock Option (Right to Buy) Aug 4, 2021 Common Stock 3.7K $94.97 Direct F3
holding PSX Employee Stock Option (Right to Buy) Aug 4, 2021 Common Stock 4.2K $89.57 Direct F4
holding PSX Employee Stock Option (Right to Buy) Aug 4, 2021 Common Stock 9K $74.70 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,449 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant and 10,040 RSUs that settle on the second anniversary of the date of grant.
F2 The stock options are fully vested and exercisable.
F3 The stock options are currently exercisable with respect to 2,466 shares of common stock. The remaining stock options vest February 5, 2022.
F4 The stock options are currently exercisable with respect to 1,400 shares of common stock. The remaining stock options vest in two equal installments beginning on February 4, 2022.
F5 The stock options become exercisable in three equal annual installments beginning on February 9, 2022.