Robert Vitale V - 16 Nov 2021 Form 4 Insider Report for Post Holdings, Inc. (POST)

Role
PRESIDENT & CEO, Director
Signature
/s/ Diedre J. Gray, Attorney-in-Fact
Issuer symbol
POST
Transactions as of
16 Nov 2021
Net transactions value
-$1,276,592
Form type
4
Filing time
18 Nov 2021, 15:42:43 UTC
Previous filing
16 Nov 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction POST Common Stock Tax liability $1,276,592 -12,049 -7.2% $105.95 156,102 17 Nov 2021 Direct F1
holding POST Common Stock 177,237 16 Nov 2021 By 2000 Trust
holding POST Common Stock 8,910 16 Nov 2021 By 2014 Trust
holding POST Common Stock 104,500 16 Nov 2021 By 2020 Family Trust
holding POST Common Stock 90,000 16 Nov 2021 By Spouse
holding POST Common Stock 12,961 16 Nov 2021 By Spouse's Trust
holding POST Common Stock 13,194 16 Nov 2021 By Daughter's Trust
holding POST Common Stock 13,194 16 Nov 2021 By Son's Trust
holding POST Common Stock 1,450 16 Nov 2021 By XSIP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction POST Restricted Stock Units Award $0 +44,551 $0.000000 44,551 16 Nov 2021 Common Stock 44,551 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of tax withholding due as a result of the vesting of 17,101 restricted stock units ("RSUs") in accordance with Rule 16b-3.
F2 Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs.
F3 One-third of the RSUs vest on each of the first, second, and third anniversaries of the date of grant without any action on the part of the participant.