Robert Vitale V - 23 Sep 2021 Form 4 Insider Report for Post Holdings, Inc. (POST)

Role
PRESIDENT & CEO, Director
Signature
/s/ Diedre J. Gray, Attorney-in-Fact
Issuer symbol
POST
Transactions as of
23 Sep 2021
Net transactions value
-$5,434,201
Form type
4
Filing time
27 Sep 2021, 17:01:03 UTC
Previous filing
10 Sep 2021
Next filing
30 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction POST Common Stock Options Exercise $4,948,000 +100,000 +95% $49.48 205,518 23 Sep 2021 By 2000 Trust
transaction POST Common Stock Tax liability $7,254,699 -67,111 -33% $108.10 138,407 23 Sep 2021 By 2000 Trust F1
transaction POST Common Stock Options Exercise $494,800 +10,000 +143% $49.48 17,003 23 Sep 2021 By Spouse's Trust
transaction POST Common Stock Tax liability $725,567 -6,712 -39% $108.10 10,291 23 Sep 2021 By Spouse's Trust F1
transaction POST Common Stock Options Exercise $494,800 +10,000 +138% $49.48 17,236 23 Sep 2021 By Son's Trust
transaction POST Common Stock Tax liability $725,567 -6,712 -39% $108.10 10,524 23 Sep 2021 By Son's Trust F1
transaction POST Common Stock Options Exercise $494,800 +10,000 +138% $49.48 17,236 23 Sep 2021 By Daughter's Trust
transaction POST Common Stock Tax liability $725,567 -6,712 -39% $108.10 10,524 23 Sep 2021 By Daughter's Trust F1
transaction POST Common Stock Options Exercise $6,050,000 +100,000 +52% $60.50 291,598 23 Sep 2021 Direct
transaction POST Common Stock Tax liability $7,923,081 -73,294 -25% $108.10 218,304 23 Sep 2021 Direct F1
transaction POST Common Stock Options Exercise $605,000 +10,000 +97% $60.50 20,291 23 Sep 2021 By Spouse's Trust
transaction POST Common Stock Tax liability $792,373 -7,330 -36% $108.10 12,961 23 Sep 2021 By Spouse's Trust F1
transaction POST Common Stock Options Exercise $605,000 +10,000 +95% $60.50 20,524 23 Sep 2021 By Son's Trust
transaction POST Common Stock Tax liability $792,373 -7,330 -36% $108.10 13,194 23 Sep 2021 By Son's Trust F1
transaction POST Common Stock Options Exercise $605,000 +10,000 +95% $60.50 20,524 23 Sep 2021 By Daughter's Trust
transaction POST Common Stock Tax liability $792,373 -7,330 -36% $108.10 13,194 23 Sep 2021 By Daughter's Trust F1
holding POST Common Stock 90,000 23 Sep 2021 By Spouse
holding POST Common Stock 8,910 23 Sep 2021 By 2014 Trust
holding POST Common Stock 1,450 23 Sep 2021 By XSIP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -100,000 -37% $0.000000 170,000 23 Sep 2021 Common Stock 100,000 $49.48 By 2000 Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $49.48 By Spouse's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $49.48 By Son's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $49.48 By Daughter's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -100,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 100,000 $60.50 Direct F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $60.50 By Spouse's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $60.50 By Son's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 10,000 $60.50 By Daughter's Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person.
F2 The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.