Jeff A. Zadoks - 07 May 2021 Form 4 Insider Report for Post Holdings, Inc. (POST)

Role
EVP & CFO
Signature
/s/ Diedre J. Gray, Attorney-in-Fact
Issuer symbol
POST
Transactions as of
07 May 2021
Net transactions value
-$1,494,291
Form type
4
Filing time
10 May 2021, 17:31:05 UTC
Next filing
19 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction POST Common Stock Options Exercise $1,210,000 +20,000 +50% $60.50 60,366 07 May 2021 Direct
transaction POST Common Stock Tax liability $1,709,880 -14,696 -24% $116.35 45,670 07 May 2021 Direct F1
transaction POST Common Stock Options Exercise $1,711,680 +24,000 +53% $71.32 69,670 07 May 2021 Direct
transaction POST Common Stock Tax liability $2,195,408 -18,869 -27% $116.35 50,801 07 May 2021 Direct F1
transaction POST Common Stock Options Exercise $2,526,168 +31,518 +62% $80.15 82,319 07 May 2021 Direct
transaction POST Common Stock Tax liability $3,036,851 -26,101 -32% $116.35 56,218 07 May 2021 Direct F1
holding POST Common Stock 23,111 07 May 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -20,000 -100% $0.000000* 0 07 May 2021 Common Stock 20,000 $60.50 Direct F2
transaction POST Employee Stock Option (right to buy) Options Exercise $0 -24,000 -100% $0.000000* 0 07 May 2021 Common Stock 24,000 $71.32 Direct F3
transaction POST Employee Stock Option (right to buy) Options Exercise $0 -31,518 -100% $0.000000* 0 07 May 2021 Common Stock 31,518 $80.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person.
F2 The option to purchase 20,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years.
F3 The option to purchase 24,000 shares of common stock was awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years.
F4 The option to purchase 31,518 shares of common stock was awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal annual installments over three years.