Jose E. Feliciano - Aug 23, 2023 Form 4 Insider Report for Smart Sand, Inc. (SND)

Role
Director
Signature
/s/ Jose E. Feliciano
Stock symbol
SND
Transactions as of
Aug 23, 2023
Transactions value $
$29,782
Form type
4
Date filed
8/24/2023, 04:24 PM
Previous filing
Jun 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SND Common Stock, par value $0.001 per share Award $29.8K +16.4K $1.82 16.4K Aug 23, 2023 Direct F1, F2, F3
holding SND Common Stock, par value $0.001 per share 16.4K Aug 23, 2023 See footnotes F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock granted pursuant to the Issuer's 2016 Amended and Restated Omnibus Incentive Plan, which vest on the first anniversary of August 23, 2023, the date of grant.
F2 The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").
F3 Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
F4 The shares are held of record by CCPII. CCPII is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCMII, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.