Stephen Bohanon - Mar 16, 2023 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon
Stock symbol
ALKT
Transactions as of
Mar 16, 2023
Transactions value $
-$1,310,162
Form type
4
Date filed
3/20/2023, 06:55 PM
Previous filing
Mar 3, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Sale -$110K -8.74K -1.6% $12.62 537K Mar 16, 2023 Direct F1
transaction ALKT Common Stock Options Exercise $15.1K +16.4K +3.05% $0.92* 554K Mar 16, 2023 Direct
transaction ALKT Common Stock Sale -$207K -16.4K -2.96% $12.61 537K Mar 16, 2023 Direct F1
transaction ALKT Common Stock Sale -$118K -9.63K -1.79% $12.23 527K Mar 17, 2023 Direct F2
transaction ALKT Common Stock Options Exercise $15.6K +16.9K +3.21% $0.92* 544K Mar 17, 2023 Direct
transaction ALKT Common Stock Sale -$207K -16.9K -3.11% $12.23 527K Mar 17, 2023 Direct F3
transaction ALKT Common Stock Options Exercise $171K +51.6K +9.78% $3.32* 579K Mar 17, 2023 Direct
transaction ALKT Common Stock Sale -$631K -51.6K -8.91% $12.24 527K Mar 17, 2023 Direct F4
transaction ALKT Common Stock Options Exercise $88.8K +26.8K +5.07% $3.32* 554K Mar 17, 2023 Direct
transaction ALKT Common Stock Sale -$328K -26.8K -4.83% $12.25 527K Mar 17, 2023 Direct F5
holding ALKT Common Stock 719K Mar 16, 2023 See footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -16.4K -49.2% $0.00 16.9K Mar 16, 2023 Common Stock 16.4K $0.92 Direct F7
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -16.9K -100% $0.00* 0 Mar 17, 2023 Common Stock 16.9K $0.92 Direct F7
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -51.6K -76.32% $0.00 16K Mar 17, 2023 Common Stock 51.6K $3.32 Direct F7
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -26.8K -65.21% $0.00 14.3K Mar 16, 2023 Common Stock 26.8K $3.32 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.275, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.36. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Includes: (1) 339,116 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,116 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,441 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
F7 The options are fully vested and exercisable.