Brian R. Smith - Apr 5, 2022 Form 4/A - Amendment Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role: Director, 10%+ Owner
Signature: /s/ Brian R. Smith
Stock symbol: ALKT
Transactions as of: Apr 5, 2022
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 2/13/2023, 04:55 PM
Date Of Original Report: Apr 7, 2022
Previous filing: Jan 7, 2022
Next filing: May 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALKT	Common Stock	Award	$0	+1.11K	+0.13%	$0.00	825K	Apr 5, 2022	Direct	F1, F2
holding	ALKT	Common Stock						18.5M	Apr 5, 2022	See footnote	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
F2	The Form 4 originally filed by Mr. Smith on April 7, 2022 (the "Original Form 4") inadvertently incorrectly stated the number of shares of Common Stock beneficially owned following the transaction reported therein due to an administrative error. The amounts reported in Column 5 of Table I herein have been corrected to reflect the number of shares beneficially owned as of April 5, 2022. This Form 4 is deemed to amend the Form 4s filed by the reporting person on May 20, 2022, July 6, 2022, October 7, 2022 and January 9, 2023 (the "Subsequent Form 4s") to increase the number of shares reported as beneficially owned after each reported transaction by 122,706 shares. As of the date of this filing, the reporting person beneficially owns 842,251 shares directly.
F3	Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. This Form 4 amends the Original Form 4, and is deemed to amend the Subsequent Form 4s, to include the shares reported as indirectly owned on this Form 4 and add S3 Fund III, S3 GPLP III and S3 III LLC as reporting persons.