Stephen Bohanon - Sep 1, 2022 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Chf. Strategist & Sales Offr.
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon
Stock symbol
ALKT
Transactions as of
Sep 1, 2022
Transactions value $
-$696,843
Form type
4
Date filed
9/6/2022, 08:12 PM
Previous filing
Jun 6, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Tax liability -$84.4K -5.91K -1.55% $14.27 377K Sep 1, 2022 Direct
transaction ALKT Common Stock Sale -$270K -18.4K -4.88% $14.72 358K Sep 6, 2022 Direct F1
transaction ALKT Common Stock Options Exercise $36.8K +40K +11.16% $0.92* 398K Sep 6, 2022 Direct
transaction ALKT Common Stock Sale -$588K -40K -10.04% $14.69 358K Sep 6, 2022 Direct F2
transaction ALKT Common Stock Options Exercise $172K +73.3K +20.47% $2.34* 432K Sep 6, 2022 Direct
transaction ALKT Common Stock Options Exercise $6.4K +1.93K +0.45% $3.32* 434K Sep 6, 2022 Direct
transaction ALKT Common Stock Options Exercise $30.6K +9.22K +2.13% $3.32* 443K Sep 6, 2022 Direct
holding ALKT Common Stock 719K Sep 1, 2022 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +40K +48% $0.00 123K Sep 6, 2022 Common Stock 40K $0.92 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +73.3K +61.11% $0.00 193K Sep 6, 2022 Common Stock 73.3K $2.34 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +1.93K +2.85% $0.00 69.5K Sep 6, 2022 Common Stock 1.93K $3.32 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +9.22K +18.44% $0.00 59.2K Sep 6, 2022 Common Stock 9.22K $3.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
F4 The shares subject to the option are fully vested and exercisable.