Stephen Bohanon - 01 Sep 2022 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Chf. Strategist & Sales Offr.
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon
Issuer symbol
ALKT
Transactions as of
01 Sep 2022
Net transactions value
-$696,843
Form type
4
Filing time
06 Sep 2022, 20:12:11 UTC
Previous filing
06 Jun 2022
Next filing
05 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Tax liability $84,379 -5,913 -1.5% $14.27 376,654 01 Sep 2022 Direct
transaction ALKT Common Stock Sale $270,333 -18,368 -4.9% $14.72 358,286 06 Sep 2022 Direct F1
transaction ALKT Common Stock Options Exercise $36,800 +40,000 +11% $0.9200* 398,286 06 Sep 2022 Direct
transaction ALKT Common Stock Sale $587,536 -40,000 -10% $14.69 358,286 06 Sep 2022 Direct F2
transaction ALKT Common Stock Options Exercise $171,599 +73,333 +20% $2.34* 431,619 06 Sep 2022 Direct
transaction ALKT Common Stock Options Exercise $6,398 +1,927 +0.45% $3.32* 433,546 06 Sep 2022 Direct
transaction ALKT Common Stock Options Exercise $30,607 +9,219 +2.1% $3.32* 442,765 06 Sep 2022 Direct
holding ALKT Common Stock 718,673 01 Sep 2022 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +40,000 +48% $0.000000 123,333 06 Sep 2022 Common Stock 40,000 $0.9200 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +73,333 +61% $0.000000 193,333 06 Sep 2022 Common Stock 73,333 $2.34 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +1,927 +2.9% $0.000000 69,527 06 Sep 2022 Common Stock 1,927 $3.32 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 +9,219 +18% $0.000000 59,219 06 Sep 2022 Common Stock 9,219 $3.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
F4 The shares subject to the option are fully vested and exercisable.