R. BRIAN SMITH - 05 Oct 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role: Director, 10%+ Owner
Signature: /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian R. Smith
Issuer symbol: ALKT
Transactions as of: 05 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 07 Oct 2021, 17:55:35 UTC
Previous filing: 30 Jul 2021
Next filing: 09 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALKT	Common Stock	Award	$0	+590	+0.07%	$0.000000	822,786	05 Oct 2021	Direct	F1
holding	ALKT	Common Stock						18,532,824	05 Oct 2021	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
F2	Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.

Content

The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.