Brian R. Smith - Oct 5, 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role: Director, 10%+ Owner
Signature: /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian R. Smith
Stock symbol: ALKT
Transactions as of: Oct 5, 2021
Transactions value $: $0
Form type: 4
Date filed: 10/7/2021, 05:55 PM
Previous filing: Jul 30, 2021
Next filing: Feb 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALKT	Common Stock	Award	$0	+590	+0.07%	$0.00	823K	Oct 5, 2021	Direct	F1
holding	ALKT	Common Stock						18.5M	Oct 5, 2021	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
F2	Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.

Content

The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.