RORY P. READ - 18 Nov 2024 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
President & CEO, Director
Signature
/s/ Laura Acton, Attorney-in-Fact
Issuer symbol
CXM
Transactions as of
18 Nov 2024
Net transactions value
-$996,574
Form type
4
Filing time
09 Feb 2026, 17:00:05 UTC
Previous filing
06 Nov 2024
Next filing
06 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
READ RORY P President & CEO, Director C/O SPRINKLR, INC., 441 9TH AVENUE, 12TH FLOOR, NEW YORK /s/ Laura Acton, Attorney-in-Fact 09 Feb 2026 0001528597

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Purchase $152 +20 +0% $7.60 1,672,128 18 Nov 2024 Direct F1
transaction CXM Class A Common Stock Sale $137 -20 -0% $6.85 1,672,108 21 Apr 2025 Direct F2
transaction CXM Class A Common Stock Sale $469,819 -78,043 -4.7% $6.02 1,594,065 05 Feb 2026 Direct F3, F4
transaction CXM Class A Common Stock Sale $526,770 -87,795 -5.5% $6.00 1,506,270 06 Feb 2026 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.59 to $7.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.77 to $7.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5).
F3 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2025.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.05 inclusive.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04 inclusive.