Signature
/s/Matthew C Wolsfeld
Issuer symbol
NTIC
Transactions as of
01 Sep 2023
Net transactions value
$0
Form type
4
Filing time
06 Sep 2023, 17:31:57 UTC
Previous filing
12 Jul 2023
Next filing
17 Jul 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NTIC Common Stock 160,369 01 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTIC Stock Option (right to buy) Award $0 +33,543 $0.000000 33,543 01 Sep 2023 Common Stock 33,543 $13.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 30 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.
F2 This option vests with respect to 11,181 shares on each of September 1, 2024, September 1, 2025 and September 1, 2026.