(MAT)

Reporting relationship: EVP Chief Legal Officer & Sec
Issuer ticker: MAT
Reported as of: 28 Apr 2024
Net transaction value: -$183,999
SEC form: 4
Accepted by SEC: 30 Apr 2024, 17:53:42 UTC
Prior SEC filing: 29 Apr 2024
Next SEC filing: 06 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Tiffani Magri, Attorney-in-Fact for Jonathan Anschell

Key filing fact

Jonathan Anschell filed Form 4 for MATTEL INC /DE/ (MAT) on 30 Apr 2024.

Key facts

This page summarizes Jonathan Anschell's Form 4 filing for MATTEL INC /DE/ (MAT).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 30 Apr 2024, 17:53.

Change

Previous filing in this sequence was filed on 29 Apr 2024.
Current net transaction value: -$183,999.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +13,108
Change %: +31%
Price
Shares after: 55,603
Date: 28 Apr 2024
Ownership: Direct
Footnotes: F1

MAT transaction

Common Stock

Tax liability

Transaction value: $121,984
Shares: -6,644
Change %: -12%
Price: $18.36
Shares after: 48,959
Date: 28 Apr 2024
Ownership: Direct
Footnotes: F2

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +6,617
Change %: +14%
Price
Shares after: 55,576
Date: 29 Apr 2024
Ownership: Direct
Footnotes: F3

MAT transaction

Common Stock

Tax liability

Transaction value: $62,015
Shares: -3,354
Change %: -6%
Price: $18.49
Shares after: 52,222
Date: 29 Apr 2024
Ownership: Direct
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -13,108
Change %: -33%
Price: $0.000000
Shares after: 26,614
Date: 28 Apr 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,108
Exercise price
Footnotes: F1

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,617
Change %: -49%
Price: $0.000000
Shares after: 6,819
Date: 29 Apr 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,617
Exercise price
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 39,722 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2024, the first 33% of these RSUs vested, resulting in the issuance of 13,108 shares of Mattel, Inc. Common Stock.

Footnote F2

Pursuant to the terms of the April 28, 2023 RSU grant, 6,644 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Footnote F3

As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 20,053 RSUs on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 29, 2024, the second 33% of these RSUs vested, resulting in the issuance of 6,617 shares of Mattel, Inc. Common Stock.

Footnote F4

Pursuant to the terms of the April 29, 2022 RSU grant, 3,354 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.