(MAT)

Reporting relationship: EVP Chief Legal Officer & Sec
Issuer ticker: MAT
Reported as of: 28 Apr 2023
Net transaction value: -$41,202
SEC form: 4
Accepted by SEC: 02 May 2023, 20:47:25 UTC
Prior SEC filing: 31 Jan 2023
Next SEC filing: 02 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Tiffani Magri, Attorney-in-fact for Jonathan Anschell

Key filing fact

Jonathan Anschell filed Form 4 for MATTEL INC /DE/ (MAT) on 02 May 2023.

Key facts

This page summarizes Jonathan Anschell's Form 4 filing for MATTEL INC /DE/ (MAT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 02 May 2023, 20:47.

Change

Previous filing in this sequence was filed on 31 Jan 2023.
Current net transaction value: -$41,202.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +6,617
Change %: +59%
Price
Shares after: 17,788
Date: 28 Apr 2023
Ownership: Direct
Footnotes: F1

MAT transaction

Common Stock

Tax liability

Transaction value: $41,202
Shares: -2,289
Change %: -13%
Price: $18.00
Shares after: 15,499
Date: 28 Apr 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,617
Change %: -33%
Price: $0.000000
Shares after: 13,436
Date: 28 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,617
Exercise price
Footnotes: F1

MAT transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +39,722
Change %
Price: $0.000000
Shares after: 39,722
Date: 28 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,722
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 20,053 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 6,617 shares of Mattel, Inc. Common Stock.

Footnote F2

Pursuant to the terms of the April 29, 2022 RSU grant, 2,289 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Footnote F3

The RSUs were granted on April 28, 2023 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

Footnote F4

The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.