(MAT)

Reporting relationship: EVP Chief Legal Officer & Sec
Issuer ticker: MAT
Reported as of: 29 Jan 2022
Net transaction value: -$49,930
SEC form: 4
Accepted by SEC: 01 Feb 2022, 18:20:03 UTC
Prior SEC filing: 03 Aug 2021
Next SEC filing: 03 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Tiffani Magri, Attorney-in-fact for Jonathan Anschell

Key filing fact

Jonathan Anschell filed Form 4 for MATTEL INC /DE/ (MAT) on 01 Feb 2022.

Key facts

This page summarizes Jonathan Anschell's Form 4 filing for MATTEL INC /DE/ (MAT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Feb 2022, 18:20.

Change

Previous filing in this sequence was filed on 03 Aug 2021.
Current net transaction value: -$49,930.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +6,146
Change %
Price
Shares after: 6,146
Date: 29 Jan 2022
Ownership: Direct
Footnotes: F1

MAT transaction

Common Stock

Tax liability

Transaction value: $49,930
Shares: -2,389
Change %: -39%
Price: $20.90
Shares after: 3,757
Date: 29 Jan 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,146
Change %: -33%
Price: $0.000000
Shares after: 12,480
Date: 29 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,146
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

As reported on a Form 4 dated January 29, 2021 and filed on February 2, 2021, the Reporting Person received a grant of 18,626 Restricted Stock Units ("RSUs" or "Units") on January 29, 2021. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 29, 2022, the first 33% of these RSUs vested, resulting in the issuance of 6,146 shares of Mattel, Inc. Common Stock.

Footnote F2

Pursuant to the terms of the January 29, 2021 RSU grant, 2,389 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.