| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Common Stock | Options Exercise | +373 | 373 | 01 Jan 2025 | Direct | F1 | |||
| transaction | HMST | Common Stock | Tax liability | $1,325 | -116 | -31% | $11.42 | 257 | 01 Jan 2025 | Direct | F2 |
| transaction | HMST | Common Stock | Options Exercise | +768 | +299% | 1,025 | 01 Jan 2025 | Direct | F1 | ||
| transaction | HMST | Common Stock | Tax liability | $2,718 | -238 | -23% | $11.42 | 787 | 01 Jan 2025 | Direct | F2 |
| transaction | HMST | Common Stock | Options Exercise | +2,648 | +336% | 3,435 | 01 Jan 2025 | Direct | F1 | ||
| transaction | HMST | Common Stock | Tax liability | $9,342 | -818 | -24% | $11.42 | 2,617 | 01 Jan 2025 | Direct | F2 |
| holding | HMST | Common Stock | 2,312 | 01 Jan 2025 | HomeStreet, Inc. 401(k) Savings Plan | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -373 | -100% | $0.000000 | 0 | 01 Jan 2025 | Common Stock | 373 | Direct | F1, F4 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -768 | -50% | $0.000000 | 768 | 01 Jan 2025 | Common Stock | 768 | Direct | F1, F5 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -2,648 | -33% | $0.000000 | 5,298 | 01 Jan 2025 | Common Stock | 2,648 | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| F2 | Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. |
| F3 | Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) plan is as of January 1, 2025. |
| F4 | On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F5 | On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024, and 768 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F6 | On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |